Providing Practical Financial Services Compliance Solutions
Business Operations and Compliance Solutions (BOCS) has been operating for 10 years. BOCS specialises in providing financial services compliance solutions to investment managers and high net worth advisers.
The principal, Roger Campbell, Partner and Compliance Specialist has over 20 years investment research, funds management, financial planning, business operations and legal and compliance experience. Prior to BOCS he set-up a funds management business and was director of operations.
Roger holds a Bachelor of Commerce (University of Tasmania). In addition he is Australian Securities & Investments Commission (ASIC) Regulatory Guides 105 and 146 — securities, managed funds, derivatives, FX and scheme operations compliant.
BOCS solutions are delivered with a focus on being practical and easy to use. Once implemented the online product enables ongoing monitoring, reminders for compliance and operational tasks and maintains an audit trail.